All posts by: Matthias Müller

in FinSA Advisor register

FINMA plans to check registration obligation

According to today’s media release by the Swiss Financial Market Supervisory Authority FINMA, random checks regarding compliance with the registration obligation are to be expected in the coming months. FINMA will check whether financial service providers and their client advisors have complied with the registration obligation under FinSA. FINMA explicitly points out that a breach […]

in FinSA Advisor register

FAQ on the Duty to Register

As of today, BX Swiss is making FAQs available to help answer frequently asked questions about the obligation to register in the client advisor register: FAQ on the duty to register (official English version) FAQ zur Eintragungspflicht (German translation) The FAQs have been jointly prepared by the FinSA registration offices. FINMA has taken note of the English […]

in FinSA Advisor register, FinSA Ombudsman

FDF approves additional Ombudsmen

The Federal Department of Finance (FDF) announced today that it has approved the following ombudsman offices for financial service providers: Association Financial Services Ombudsman (FINSOM) Swiss Chambers’ Arbitration Institution (SCAI) Terraxis SA Further information on the individual ombudsman offices can be found on our website. The connection to an ombudsman’s office is one of the […]

in FinSA Ombudsman

FDF approves FinSA ombudsmen

In future, disputes about legal claims between customers and financial service providers are to be resolved by an ombudsman’s office within the framework of a mediation procedure if possible. Pursuant to Art. 77 FinSA, financial service providers must therefore join an ombudsman’s office prior to commencing their activities. The Federal Department of Finance (FDF) announced […]

  • 1
  • 2
Switch The Language

    regservices.ch

    Diese Webseite informiert über die Aufgaben der ab dem Jahr 2020 im Rahmen des schweizerischen Bundesgesetzes über die Finanzdienstleistungen (FIDLEG) eingeführten Prüfstelle für Prospekte und des Beraterregisters.

    KONTAKT

    BX Swiss AG
    Talstrasse 70
    CH-8001 Zürich

    +41 31 329 40 55
    office@regservices.ch