All posts by: Matthias Müller

in FinSA Advisor register

FAQ on the Duty to Register

As of today, BX Swiss is making FAQs available to help answer frequently asked questions about the obligation to register in the client advisor register: FAQ on the duty to register (official English version) FAQ zur Eintragungspflicht (German translation) The FAQs have been jointly prepared by the FinSA registration offices. FINMA has taken note of the English […]

in FinSA Advisor register, FinSA Ombudsman

FDF approves additional Ombudsmen

The Federal Department of Finance (FDF) announced today that it has approved the following ombudsman offices for financial service providers: Association Financial Services Ombudsman (FINSOM) Swiss Chambers’ Arbitration Institution (SCAI) Terraxis SA Further information on the individual ombudsman offices can be found on our website. The connection to an ombudsman’s office is one of the […]

in FinSA Ombudsman

FDF approves FinSA ombudsmen

In future, disputes about legal claims between customers and financial service providers are to be resolved by an ombudsman’s office within the framework of a mediation procedure if possible. Pursuant to Art. 77 FinSA, financial service providers must therefore join an ombudsman’s office prior to commencing their activities. The Federal Department of Finance (FDF) announced […]

in FinSA Prospectus review

Update on Prospectus Review Office

– for the German version – please scroll down – Last year, BX Swiss submitted its applications to FINMA for admission as a FinSA Prospectus Review Office and as a Registration Office to operate the Swiss register of client advisors. We expect to receive the corresponding approvals in the course of the second quarter of 2020. FINMA […]

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    Diese Webseite informiert über die Aufgaben der ab dem Jahr 2020 im Rahmen des schweizerischen Bundesgesetzes über die Finanzdienstleistungen (FIDLEG) eingeführten Prüfstelle für Prospekte und des Beraterregisters.


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