
Reporting Obligations pursuant to art. 32 FinSO and art. 41 FinSO
Client Advisors who are registered in the Client Advisor Register are subject to the legal reporting obligations pursuant to Art. 32 Financial Services Act (FinSA) and Art. 41 Financial Services Ordinance (FinSO). They must notify the Registration Office of the following changes within 14 days of their occurrence via an online application (change request) via […]