Client advisors can be searched by their full first and last name or by their registration ID in the public advisor register.

Please be aware of the following information, which is published by the Swiss Financial Market Supervisory Authority FINMA:

• a warning list of companies and individuals who may be carrying out unauthorised services and are not supervised by FINMA : Warning list of FINMA
• All or part of FINMAs final rulings on serious violations of supervisory law, including personal details of those involved, once a ruling has become legally binding: List of final rulings of FINMA

Other Client Advisor Registers:

• Association Romande des Intermédiaires Financiers (ARIF)
• RegFix