FinSA: New public law services in Switzerland

This website provides information on the new services of the Registration Office, the Prospectus inspection office and the Ombudsman Office. The relevant services will be required in Switzerland from 2020, when the Federal Act on Financial Services (FinSA) comes into force.

Prospectus inspection office

The Prospectus inspection office is a reviewing body that examines and deposits prospectuses of financial instruments publicly offered in Switzerland that are subject to prior approval.

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Register of Client Advisors

The advisor register is maintained by the Registration Office. It publishes data on client advisors who require an entry in a register of advisors.

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Office of the Ombudsman

Disputes about legal claims between customers and financial service providers can be settled via a mediation procedure with an ombudsman.

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    regservices.ch

    Diese Webseite informiert über die Aufgaben der ab dem Jahr 2020 im Rahmen des schweizerischen Bundesgesetzes über die Finanzdienstleistungen (FIDLEG) eingeführten Prüfstelle für Prospekte, des Beraterregisters sowie der Ombudsstelle.

    KONTAKT

    BX Swiss AG
    Löwenstrasse 2
    CH-8001 Zürich

    +41 31 329 40 40
    info@regservices.ch