Regulations of the Prospectus Review Office

• Rules of the Prospectus Review Office (20 July 2020)
• List of Fees (16 November 2020)
• Directive Pro Forma Financial Statements (1 June 2020)
• Directive Exemptions from the Duty to Review / Accepted Accounting Standards (1 June 2020)
  • Annex 1: List of countries whose prospectus approval is recognised in Switzerland (Art. 54 para. 3 FinSA)
  • Annex 2: List of foreign trading venues recognised by the Prospectus Review Offices in Switzerland (Art. 48 para. 3 FinSO)
  • Annex 3: List of Accounting Standards generally accepted by the Prospectus Review Offices in Switzerland (Art. 51 para. 2 FinSO)
  • Chapter II, Art. 3: Supplements: List of facts which by their nature are not subject to approval (Art 56 para. 4 FinSA)
• Directive Exemptions from the Duty to Review / Accepted Accounting Standards (1 April 2023)
  • Annex 1: List of countries whose prospectus approval is recognised in Switzerland (Art. 54 para. 3 FinSA)
  • Annex 2: List of foreign trading venues recognised by the Prospectus Review Offices in Switzerland (Art. 48 para. 3 FinSO)
  • Annex 3: List of Accounting Standards generally accepted by the Prospectus Review Offices in Switzerland (Art. 51 para. 2 FinSO)
  • Chapter II, Art. 3: Supplements: List of facts which by their nature are not subject to approval (Art 56 para. 4 FinSA)

Announcement of the Prospectus Review Office

• No. 01/2023 (21 March 2023): Adaption of the List of generally accepted accounting standards

Practice of the Prospectus Review Offices

• No. 1/2021 (20 July 2021): Public law entities domiciled in Switzerland – 
  Application of the Harmonised Accounting Model: no interim financial statements in the prospectus for debt securities (without derivatives)

Technical Specifications

• REST API Upload Specifications (automated deposit of final terms)
• JSON schema