Client Advisor Register: Employer Change Made Easy
Client Advisor Register – Changing Employer Made Easy According to Art. 41 para. 1 of the Financial...
News & Blog
Practice Notice 1/2025 of the Prospectus Review Office
The Prospectus Review Offices of BX Swiss AG and SIX Exchange Regulation AG have published a consens...
Refresher Training FinSA Code of Conduct Rules
Client advisors who are registered in the Swiss Client Advisor Register in accordance with the Finan...
Reporting Obligations pursuant to art. 32 FinSO and art. 41 FinSO
Client Advisors who are registered in the Client Advisor Register are subject to the legal reporting...
Adjustment of the List of Fees of the Registration Office
On 15 May 2023, the new List of Fees of the Registration Office of BX Swiss AG will enter into force...
Adaptation of the FAQ on the duty to register: Robo Advisor
The Financial Services Act (FinSA) stipulates which client advisors are subject to the duty to regis...
Renewal of the entry in the Client Advisor Register
The time will come soon when the first client advisors will have to renew their initial entry in the...
FINMA plans to check registration obligation
According to today’s media release by the Swiss Financial Market Supervisory Authority FINMA,...