Current copy of your ID or passport (name, first name, date of birth, issuing authority, validity, machine-readable Code)

Current curriculum vitae (dated and signed). You can also upload a copy of your LinkedIn profile, XING profile, etc. here, as long as it is current, complete, and signed (as a PDF scan)

Current extract from criminal records (not older than 90 days)

Diplomas, certificates, evidence of training proving their sufficient knowledge of the rules of conduct set out in FinSA and the professional knowledge required for their activity (Art. 6 FinSA). In addition, an employer’s confirmation covering the relevant fields of activity may also be submitted. Ultimately, the decisive factor in proving the required knowledge is whether a coherent overall picture emerges for the registration office. This also includes previous professional experience. For further information please refer to our Guidelines concerning proof of the required knowledge according to Art. 6 FinSA.

Current employer confirmation (Example: template) with confirmation that the client advisor has professional liability insurance in accordance with Art. 32 FinSO (or equivalent financial security in accordance with Art. 33 FinSO)

A copy of the professional liability insurance (Art. 32 FinSO) and the corresponding insurance conditions or proof of equivalent financial security (Art. 33 FinSO). The documents to be submitted must show that the legal requirements are fully met and include the client advisor.