Adaptation of the FAQ on the duty to register: Robo Advisor
The Financial Services Act (FinSA) stipulates which client advisors are subject to the duty to register in the client advisor register (Art. 28 FinSA). Furthermore, it defines the term client advisor and assumes a natural person (Art. 3 lit. e FinSA). However, the law does not provide an explicit answer to the question of who […]